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Basic Principles

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The multitude of problems that plague managers suggests that the traditional theories and techniques of management have not been effective. A new technology of behavior promises to prove effective in managing behavior within the organization. Unlike other theories of management, behavior modification principles and procedures were first developed in systematic and carefully controlled laboratory research. Until recently, however, most controlled practical application has been restricted to behavior problems within the traditional do mains of psychology, education, and corrections. Although the field of organizational behavior modification is in its embryonic stage, the results to date have been dramatic. Companies that have instituted behavior modification programs have been able to reduce absentee ism, improve customer services, and increase quality control.

It is important to understand the theory that underlies the management techniques. There are two basic factors in the behavior modification model of what causes behavior: learning and environment. Social-learning theory states that behavior is learned through interactions with the environment. This means that counterproductive behaviors are regarded as having been learned. Thus, a learning approach should be used in effecting behavior change. Applied to the job situation, this means that one would alter undesirable employee behavior by teaching employees to behave in desired ways. Because environment plays a critical role, one would view the behavior of a subordinate within the context of the work environment.

ABCs: Antecedents, Behaviors, Consequences



The ABCs is a conceptual way of thinking about behavior and its causes. Antecedents are cues that inform the individual which behaviors are appropriate in a given situation. For example, the ringing of a bell at 8:00 a.m. could be a cue that informs assemblers that work is about to begin. An antecedent that is always present when a person behaves in a certain way can actually evoke that very behavior, or at least set the occasion for it. For example, an advertisement for a delicious steak dinner may evoke desire for such a steak-even in the absence of physiological hunger; rock music may evoke dancing; the presence of an ashtray may evoke smoking; and so forth. Usually we are unaware of the cues that elicit our behavior unless our attention is specifically directed toward them.

Behavior is divided into two broad categories: respondent and operant behavior. This is an important distinction, because there is a difference in the underlying processes by which these behaviors are learned. Respondent (also called reflexive or involuntary) behaviors are not learned; they are present at birth, or develop as a result of physical maturing. A person ordinarily has no control over whether to engage in them. They include physical reflexes such as the constriction of the pupil when a bright light is directed into the eye, the jerking of the knee when a doctor taps it in a specific way, or the startled reaction to a loud and unexpected noise.

Although respondent behaviors themselves are not learned, a person can learn to perform the behavior in the presence of something (an antecedent stimulus or cue) that ordinarily would not elicit it. For example, to respond with some manifestation of fear to a loud noise is inborn, but through a process called classical conditioning a person can learn to respond fearfully in situations that are not physically dangerous. In short, although respondent behaviors themselves are unlearned, a person can learn to carry them out in a wide variety of situations.

Operant behaviors (also called instrumental or voluntary) are learned, and are not a result of physical functioning. Operant behaviors include such things as hitting a baseball, programming a computer, dancing, or typing. The process by which one learns operant behaviors is called operant conditioning. Most behaviors of concern to managers are operant behaviors.

Consequences are events that immediately follow a behavior. The kind of consequence (positive, negative, or neutral) exerts a powerful influence on whether a person will engage in that behavior again. People are more likely to repeat a behavior that is followed by a positive consequence and less likely to repeat a behavior that is followed by a negative consequence. For example, when the bell rings at 8:00 A.M., the assemblers will receive positive consequences if they begin work immediately and negative consequences if they continue to socialize.

Classical Conditioning

Although most managers will not directly employ the principles of classical conditioning, it is important for them to understand the process. First, it can help explain why punitive or disciplinary actions should be avoided or used with caution. Second, managers may find an understanding of classical conditioning useful in modifying their own behavior. This discussion is presented as an alternative explanation to theories that emphasize internal needs and unresolved conflicts as the basis of so-called neurotic behavior.

The basic principles of classical conditioning were first discovered in Pavlov's experiments with dogs. At step one Pavlov presented meat (the unconditioned stimulus) to a hungry dog, and the dog responded with the unconditioned response of salivation (called "unconditioned" because it is an unlearned, or reflexive, stimulus-response association). Next, through a process called pairing, Pavlov rang a bell at the same time that he presented the meat to the dog. Again, the dog responded by salivating. Pavlov repeated this step many times. Finally, he rang the bell but did not present the meat, and the dog salivated anyway (step three), because it had learned to salivate at the sound of a bell. The bell is the conditioned stimulus and the salivation is the conditioned response. The association is called "conditioned" because dogs don't normally salivate at the sound of a bell.

Classical conditioning is the process by which phobias or irrational fears as well as emotional reactions to certain situations (the manifestation of such respondent behaviors as increased heart rate, rapid breathing, and sweating palms) are learned. Suppose you were riding a horse and it threw you off: Being thrown through the air would be the unconditioned stimulus, and the fear you experienced would be the unconditioned response. As a result of this incident, you may very likely have learned to respond with fear to sitting on a horse-or even to the sight of a horse-because of its association with your having been thrown. Folk wisdom would tell you to get right back on the horse, because by doing so you can break the fearful association and thus unlearn or extinguish your fear of horses.

Consider the dog once again. In step four, Pavlov paired a light with the bell and found that once again the dog salivated. After repeating this procedure a number of times, the dog salivated at the sight of the light alone. This is called higher-order conditioning, because a conditioned stimulus was used in the pairing.

Most emotional reactions are learned through the process of higher-order conditioning. Suppose somebody has learned to respond anxiously to criticism. If this person is then criticized several times by the boss, that individual may learn to respond anxiously in the boss's presence, even when the boss is not being critical, because the boss has been paired with the aversive (unpleasant or painful) stimulus of criticism. Through higher-order conditioning, the boss will eventually become a conditioned stimulus that elicits anxiety. It is called "higher-order" because the stimulus used in the pairing or conditioning is itself conditioned, i.e., the employee's anxiety. Higher-order conditioning is one way in which some people learn to display strong emotional reactions to certain minority groups or nationalities-even though they have had little or no personal contact with these groups. Higher-order conditioning also refers to the way in which words can have different connotations to different people.

For conditioning to occur, a person need not be aware of the process, nor is the selection of the conditioned stimulus a conscious choice in most cases. (People who understand the laws of learning, however, can employ these laws to condition themselves in ways they choose). Anything that is present in the situation when a person experiences an aversive stimulus might become paired with that stimulus, and thus condition the same emotional response. For example, in the case of the critical boss, the office in which the critical remarks were made might also come to elicit anxiety in the person who was the object of the boss's criticism.

People who experience a lot of vague anxiety might be conditioned to respond with anxiety to many stimuli of which they are unaware. The color green might elicit anxiety in someone who, as a child, was severely spanked on a green carpet; small rooms might elicit anxiety because the spanking occurred in a small room, so that when in the presence of green or in a small room, this individual might feel vaguely anxious and be unaware that small rooms and the color green are the conditioned stimuli that are eliciting this anxiety.

Positive emotional responses to environmental stimuli are learned in the same manner. In most cases conditioning will be extinguished or lose its hold on the individual if the unconditioned stimulus is never again paired with the conditioned stimulus. For example, in the case of the hungry dog, if the meat is never again paired with the bell, the dog will eventually stop salivating at the sound of the bell.

However, when the conditioned response is anxiety or another strong emotion, the conditioning can become self-perpetuating because the sensation of anxiety is itself uncomfortable. Thus, when the conditioned response is anxiety, the feeling of anxiety is continually paired with the conditioned stimulus and is continually reconditioning the person. Thus, the person who was spanked on the green carpet might continue to respond with anxiety to the color green, even if such a punitive incident were never to occur again.

Conditioning is not a static process; it may generalize or become more discriminative. Conditioning "generalizes" when stimuli similar to the conditioned stimulus can elicit the conditioned response. The classic experiment that established this phenomenon was the case of an 11-month-old child, "Little Albert."? By repeatedly pairing a white rat with loud noise in front of Albert, experimenters were able to condition the child to cry (a fear response) at the sight of a white rat.

The psychologists who performed the experiment discovered that after the conditioning Albert also cried at the sight of other white furry things, such as a white rabbit, a white dog, and a hairy Santa Glaus mask. In this case, the conditioning "generalized" to several white furry objects.

Discrimination is essentially the opposite process. Discrimination occurs when the conditioned stimulus elicits the conditioned response only under certain conditions. Discriminative learning takes place when there is a third stimulus that is present each time the pairing occurs but that is not present when the pairing does not occur. For example, the anxious employee may learn to discriminate among the critical boss's expressions: The boss is critical only when he frowns; but when he doesn't frown, he does not criticize. In this case, the employee could learn to respond anxiously only when the boss frowns.

Operant Conditioning

B. F. Skinner discovered operant conditioning, the process by which most behaviors of concern to managers are learned. The principles of operant conditioning explain how operant (instrumental or voluntary) behaviors (such as hitting a baseball, typing, or dancing) learned and how respondent behaviors evoked through classical conditioning are maintained. In operant conditioning the consequence (what happens immediately after the behavior) is crucial, because reinforcing consequences increase the likelihood that the behavior will recur, and punishing consequences reduce that likelihood. For example, a pretentious engineer might throw a tantrum in the presence of certain environmental cues such as a request to do his own typing. The probability of his throwing tantrums in the future will be determined by the consequences of that behavior. If the supervisor gives him special attention (commiserates) or finds someone else to do the typing (reinforcement), then the tantrums will probably recur more frequently. On the other hand, if the engineer is reprimanded or deprived of a privilege (punishment), his tantrums will probably recur less frequently.

Reinforcement is a consequence that makes a behavior more likely; positive reinforcement occurs when something positive is presented or "turned on" after a behavior. For example, the supervisor who commiserates with the engineer is positively reinforcing the engineer's tantrum behavior (commiseration is positive attention). And if the supervisor were to find someone else to do the typing, the tantrum behavior would be negatively reinforced because something negative was removed or "turned off."

There are also two types of punishment, (Punishment is a consequence that makes a behavior less likely.) Positive punishment occurs when something negative or unpleasant is presented or turned on. By reprimanding the engineer, the supervisor would be positively punishing tantrum behavior. Being reprimanded is a negative event after the tantrum behavior. Negative punishment occurs when something positive is removed or withheld (turned off). Depriving the engineer of a privilege would be negative punishment of the tantrum behavior because something positive is withheld.

Conclusion

Organizational behavior is inextricably connected with the environment and is controlled by what precedes and what follows it. The first step in solving employee problems is pinpointing the problem behavior and analyzing how it functions within the environment. The problem behavior is changed by systematically altering one or more of the controlling environmental events.
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